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2012年中国法院知识产权司法保护状况(英文)

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2012年中国法院知识产权司法保护状况(英文)

最高人民法院


2012年中国法院知识产权司法保护状况(英文)


Content

Introduction

Adjudicated according to Law, and Focused on Delivery of Justice
Served the Needs of Socioeconomic Development, and Implemented the National Intellectual Property Strategy
Increased adjudication supervision and guidance, and ensured consistency in application of law
Bolstered the foundation of Basic-Level Courts, and Strengthened the Adjudication Team

Conclusion



Introduction

   In 2012, the people’s courts have advanced judicial operations in the protection of intellectual property rights. Adjudication of intellectual property-related disputes has taken to new heights.
   Several major events relating to the judicial protection of intellectual property have taken place as follows:
Wang Shengjun, President of the Supreme People’s Court, presented the Report on Strengthening Intellectual Property Adjudication to Advance the Building of an Innovative Country at the Thirtieth Session of the Standing Committee of the Eleventh National People’s Congress, elaborating the people’s courts activities relating to intellectual property adjudication since 2008;
The Supreme People’s Court (SPC) has issued judicial interpretations Provisions on Issues Relating to the Application of the Law in Adjudicating Civil Disputes Arising from Monopolistic Behaviour, the Provisions on Issues Relating to the Application of the Law in Adjudicating Civil Disputes Involving the Infringement of the Right to Network Dissemination of Information and the judicial policy document Opinions on Leveraging the Adjudicatory Function to Provide Judicial Safeguards for Deepening the Reform of Scientific & Technological Institutions and for Accelerating the Establishment of a National System of Innovation;
The first national workshop for chief judges of intellectual property divisions was held in Guangzhou. This was the first time that Xi Xiaoming, Vice-president of the Supreme People's Court, provided a comprehensive narrative of the policy to “strengthen protection, classification, appropriate stringency” in the judicial protection of intellectual property;
The China-United States Intellectual Property Adjudication Conference was held in Beijing.

Adjudicated according to Law, and Focused on Delivery of Justice
  In 2012, the people’s courts discharged their official responsibility in adjudicating intellectual property matters. Delivery of justice was the top priority. Intellectual property-related cases were adjudicated fairly and efficiently. This has improved adjudication quality and efficiency, enhanced judicial credibility, and has enabled the judiciary to further its primary role in intellectual property protection.
  In the past year, the people’s courts have adjudicated cases involving all aspects of intellectual property law, encompassing civil, administrative and criminal matters. The number of intellectual property cases has increased substantially this year; the increase in the number of criminal cases most significant, more than double last year’s figures. In terms of the number of first instance intellectual property cases accepted in 2012, there were 87,419 civil cases, 45.99% more than last year; 2,928 administrative cases, 20.35% more than last year; and 13,104 criminal cases, 129.61% more than last year.
  
   Civil Litigation has become an increasingly important means to protect intellectual property.
    Adjudicating intellectual property-related civil disputes is essential to the people’s courts. Civil litigation is an important means to protecting intellectual property. In 2012, the people’s court have strengthened protection of various intellectual property branches: patent, to encourage innovation and drive development; trademark, to enable brand-building; copyright, to enhance the overall capacity and competitiveness of the cultural sector; competition, to motivate market players and invigorate the market.
   The number of first instance civil intellectual property cases accepted and disposed by local courts grew by 45.99% and 44.07% to 87,419 and 83,850 cases respectively. Within each intellectual property branch, the case numbers and percentage change compared to last year were as follows: 53,848 copyright cases, 53.04% higher; 19,815 trademark cases, 52.53% higher; 9,680 patent cases, 23.80% higher; 746 cases involving technology agreements, 33.93% higher; 1,123 cases involving unfair competition (of which, 55 were first instance civil cases involving monopoly disputes), 1.23% lower; 2,207 cases involved other intellectual property disputes, 0.64% higher. 1,429 first instance cases involving foreign parties were disposed, 8.18% higher; 613 first instance cases involving parties from either Hong Kong, Taiwan or Macao were disposed, 3.46% lower.
   For second instance cases involving civil intellectual property disputes, 9,581 were accepted, and 9,929 disposed (including carried over cases), 25.37% and 21.32% higher than last year respectively. New cases and concluded and reopened (zaishen) cases fell by 41.5% and 0.45%, to 172 and 223.
   SPC’s intellectual property division accepted 237 cases, concluded 246 cases (including carried over cases); 181 were newly reopened cases, and 186 were disposed (including carried over cases).
   Adjudication quality and efficiency has improved. Clearance rate of civil intellectual property cases of first instance at the local courts maintained at 2011’s level of 87.61%; appeal rate fell from 47.02% in 2011 to 39.53% in 2012; reopen (zaishen) rate fell from 0.51% in 2011 to 0.20% in 2012; and overrule or remand for retrial (chongshen) rate increased from 3.66% in 2011 to 5.46% in 2012. The percentage of civil intellectual property cases of first instance concluded within time limit increased from 98.57% in 2011 to 99.24% in 2012.
  27 cases preliminary injunction relating to intellectual property disputes were accepted by the various levels of people’s courts; approvals were granted for 83.33% of the cases admitted. To reduce the burden of proof on the part of the applicant, the people’s courts accepted 320 applications for pre-trial preservation of evidence, and 96.73% were granted approval. 74 applications for pre-trial preservation of property were accepted, and 94.67% approved.
  High profile cases include Apple Inc. and IP Application Development vs. Shenzhen Proview Technology, involving the “IPAD” trademark dispute; Sany Heavy Industry Co., Ltd vs. Ma’anshan City’s Yonghe Heavy Industry Technology Co., Ltd, involving an unfair competition dispute;Beijing University’s Founder Electronics Co. Ltd vs. Blizzard Entertainment etc., involving the copyright infringement of game fonts; Hu Jinqing and Wu Yunchu vs. Shanghai Animation Film Studio, involving attribution of copyright of the cartoon character “Huluwa” (lit. "Calabash Babies"); Han Han vs. Beijing Netcom Science & Technology Co., Ltd, involving copyright infringement; Zhejiang’s Holley Communications infringement case vs. Shenzhen’s Samsung Kejian Mobile Communication Technology Co., Ltd, involving a patent invention dispute; Zhang Chang, Zhang Hongyue, Nirenzhang Arts Development Co., Ltd vs. Zhang Tiecheng, Beijing Nirenzhang Bogu Clay Factory and Beijing Nirenzhang Arts & Craft Co., Ltd, involving unfair competition dispute; Yaoming vs. Wuhan Yunhedasha Sporting Goods Co., Ltd, involving infringement of moral rights and unfair competition.
  
   Adjudication of intellectual property-related administrative actions further the support and supervision of administrative authorities to ensure lawful operations
   In 2012,by granting and validating intellectual property rights and judicial review of administrative enforcements, the people’s courts have streamlined and improved upon the review criteria for granting and validating intellectual property rights, and in regulating administrative operations for matters relating to intellectual property.
   The local courts accepted 2,928 intellectual property-related administrative cases of first instance, 20.35% more than last year, and closed 2,899 cases, 17.37% more than last year. Of those accepted, the breakdown by intellectual property branch and percentage change compared to last year is: 760 patent cases, 16.21% higher; 2150 trademark cases, 21.68% higher; 3 copyright cases, 50% higher; 15 cases of other categories, 50% higher.
  The number of first instance cases involving foreign parties or Hong Kong, Macao or Taiwan parties continued to account for a large percentage of the cases. Total number of cases was 1,349, representing 46.53% of the concluded intellectual property-related administrative cases of first instance; 1,127 of the above cases involved foreign parties, 109 Hong Kong parties, 0 Macao parties and 113 Taiwan parties.
  Total intellectual property-related administrative cases of second instance accepted and concluded by the local courts was 1,424 and 1,388 respectively. Of the concluded cases, 1,225 were affirmed, 118 reversed, 3 remanded for retrial (chongshen), 22 withdrawn, 15 dismissed; in 1 case, the original ruling was revoked and an order issued to docket the case for hearing; 4 other cases were disposed of through other methods.
   SPC accepted 98 intellectual property-related administrative cases and concluded 98. Of the concluded cases, 70 cases or 72.16% were dismissed; tishen orders (similar to certiorari) were issued for 20 cases or 20.41%, 2 cases or 2.04%were ordered to reopen (zaishen); 5 cases or 5.10% were withdrawn; 1 case or 1.02% was disposed through other methods.
   SPC reviewed 24 tishen cases and concluded 22. Of those concluded, SPC affirmed the original decision for 5 cases, or 22.73%; reversed the decision for 16 cases, or 72.73%. 1 case, or 4.55%, withdrew.
   High profile administrative cases include: Wei Tingjian vs. Tiansi Pharmaceutical & Health Co., Ltd, Trademark Review and Adjudication Board of the State Administration of Industry & Commerce, involving an administrative dispute concerning the cancellation of review; Suzhou Dingsheng Food Co., Ltd vs. Suzhou Administration Bureau of Industry & Commerce, Jiangsu Province, involving the administrative sanction of infringement of the “乐活LOHAS” trademark.
   

Better leverage of criminal adjudication to sanction and prevent infringement of intellectual property
   In 2012, the people’s courts have stepped up the criminal enforcement of intellectual property to sanction and prevent infringement of intellectual property.
   For intellectual property-related criminal cases of first instance handled by local courts, new filings increased by 129.61% to 13,104 cases, including 7,840 intellectual property infringement cases (4,664 involved infringement of registered trademarks, such as use of counterfeit marks), 150.16% higher than last year; 2,607 were intellectual property infringement cases involving the crime of production and sale of fake or inferior goods, 236.82% higher than last year; 2,587 were intellectual property infringement cases involving the crime of illegal business operations, 48.08% higher than last year; 70 were cases of other nature, 34.62% higher than last year.
  The number of intellectual property-related criminal cases of first instance concluded by the local courts has increased by 132.45%, to 12,794 cases. The number of persons against whom judgments were effective totalled 15,518, 54.33% higher than last year, including 15,338 who were given criminal sanctions, year-on-year increase is 94.35%. Of the concluded cases, 7,684 involved infringement of intellectual property; 2,504 involved production and sale of fake and inferior goods (involving intellectual property infringement); 2,535 involved illegal business operations (involving intellectual property infringement); 71 were of other nature (involving intellectual property infringement).
  In cases where the offender was found guilty of intellectual property infringement, 2012 cases were convicted of counterfeiting a registered trademark; 1,906 were convicted of selling goods bearing a counterfeit trademark; 615 were convicted of illegally manufacturing or selling illegally manufactured counterfeit marks; 63 were convicted of patent counterfeiting; 3,018 were convicted of copyright infringement; 27 were convicted of selling infringing reproductions; and 43 were convicted of infringing upon trade secrets.
  A high profile case involved the copyright infringement of an online game through a private server.
  
  Combined Mediation and Adjudication to resolve disputes in response to the need to build a harmonious society
   In 2012, the people’s courts continued to broaden the use of mediation for intellectual property disputes, so as to manage conflicts and maintain social harmony and stability.
   First, better aligned the adjudication-mediation processes, where improvement is made in the bridging and balance of adjudication with people’s mediation, administrative mediation and judicial mediation in resolving intellectual property disputes.
  The Inner Mongolia Autonomous Region’s High People’s Court worked with the region’s various authorities, including the intellectual property bureau, industry and commerce bureau, press & publication bureau and cultural office, to clarify the bridging of the pre-trial mediation and litigation procedure, as well as systems as “mediation by invitation” (yaoqing tiaojie) and “mediation by appointment” (weituo tiaojie) during the trial process.
  The Hunan High People’s Court had relied upon the results of its Study on the Judicial Affirmation of Mediation Agreements for Administrative Actions to initiate a pilot study on judicial affirmation of mediation agreements for administrative cases of patent disputes at Changsha Municipality’s Yuelu District People’s Court.
  The Fuzhou Intermediate People’s Court had entered into an Agreement on Alignment of Adjudication and Mediation Processes for Intellectual Property Disputes with the Fuzhou customs authority and industry & commerce bureau.
   The courts in Tibet, and Hebei, Henan, Jiangsu, Jiangxi, Sichuan, Guangdong and Hainan provinces also prioritised the development and improvement of a multifarious dispute resolution mechanism, and in the creation and positive development of a “three-in-one” mediation structure that integrates judicial mediation, people’s mediation and administrative mediation.
  Second, formulate more innovative mediation methods. To benefit from the professional expertise of industry associations and technical experts, the courts have explored a multi-prong mediation strategy, comprising “mediation by invitation”, “industry mediation” and “expert mediation”. The Beijing courts have established a dispute resolution mechanism comprising mediation strategies “mediation by invitation” and “cooperative practice” by working with entities such as the mediation centre of the Internet Society of China, China Writers’ Association and the Beijing Intellectual Property Bureau. The Zhejiang High People’s Court has also explored the possibility of establishing a mechanism for mediation by appointment, targeting at civil patent disputes. The Xinjiang Autonomous Region High People’s Court has invited technical experts to assist in the mediation for intellectual property cases.
  Third, focused on mediation of related cases, and guided the parties to re-channel their resentment from infringement into energy for business cooperation. The Jiangsu Province High People’s Court has assessed the circumstances of related cases in the Karaoke industry and have organised several seminars for copyright owners, copyright collective management organisations, representatives of Karaoke bar owners and the relevant authorities to address at source the many issues in copyright disputes in the Karaoke industry. For high profile intellectual property disputes with related cases, the Guangxi Province High People’s Court organised discussions at the local level with the parties, lawyers and the industry’s regulatory authority.
  The people’s courts have made remarkable progress in mediating intellectual property disputes. 70.26% of first instance intellectual property-related civil cases withdrew after mediation. The success in mediating the highly publicised dispute between Apple Inc. and Proview Technology (Shenzhen) Co., Ltd involving the “IPAD” mark was highly commended at home and abroad.
   
   Greater judicial openness for improved credibility to address public concerns
  In 2012, the people’s courts have employed various methods and approaches when adjudicating intellectual property disputes, and have increased openness and implemented open hearing.
   First, the open intellectual property court includes circuit trials, live online telecast of court hearings, invitation of deputies of people’s congresses, members of people's political consultative conferences and members of the public to observe hearings. In the anti-monopoly case of Qihoo 360 Technology Co., Ltd vs. Tencent Inc., the Guangdong Province High People’s Court invited the media and the general public to observe the case proceedings, and allowed live telecast over the micro-blog. The courts of Inner Mongolia, Henan, Jiangsu, Anhui, Hunan, Sichuan, Fujian, Jiangxi, Ningxia provinces and Xinjiang region have established a permanent system of observation of court hearings by deputies of people’s congresses and members of people's political consultative conferences, as well as online live telecast.
   Second, published written judgements of intellectual property cases to publicise the outcome of the courts’ decisions. The SPC continued to maintain the quality of the Intellectual Property Judgements in China website and the Judicial Protection of Intellectual Property sub-website under the SPC website. The high people’s courts have designated information officer responsible for uploading judgements and decisions on the websites and for maintaining the websites. Information officers must also implement web analytics, and must report and improve the web traffic. As at end 2012, 47,422 intellectual property judgements and decisions have been published on the Intellectual Property Judgements in China website.
   Third, published white papers on intellectual property protection and yearbook to present and publicise the people’s court’s adjudication operations for intellectual property cases. In April 2012, SPC released the Intellectual Property Protection by Chinese Courts in 2011 (Chinese & English Editions). In November 2012, Supreme People’s Court, Supreme People’s Procuratorate (SPP) and Ministry of Public Security (MPS) jointly published the first Yearbook on Intellectual Property Protection in China (2011), which compiles important normative documents, work summaries, statistics, research outcomes and typical cases relating to the judicial protection of intellectual property rights. The high people’s courts of Beijing, Chongqing, Shandong, Hebei, Henan, Gansu, Xinjiang, Jiangsu, Hunan, Sichuan, Guangdong, Guangxi and Hainan have each issued a white paper or blue paper outlining the judicial protection of intellectual property at the local level.

Served the Needs of Socioeconomic Development, and Implemented the National Intellectual Property Strategy
  Based on adjudication practice, the people’s courts found the appropriate points of breakthrough to serve the broader goals of socioeconomic development, and have implemented the national intellectual property strategy to ensure and enable speed and excellence in development. The courts have endeavoured as follows: first, continued extending the boundaries of the intellectual property-related adjudication function to answer the demands of economic and social development; second, persisted in reform and innovation by improving upon the intellectual property-related adjudication system and work mechanisms to address the demands of the national intellectual property strategy; third, further publicised the judicial protection of intellectual property to broaden public impact; fourth, strengthened cooperation with the administrative and law enforcement authorities to broadened the social impact of judicial protection of intellectual property; fifth, buttressed international and inter-regional cooperation to increase global impact.
  
   Continued extending the boundaries of the intellectual property-related adjudication function to answer the demands of economic and social development
   In July, to leverage the adjudicatory function as a means to intensify reform of the of scientific & technological institutions and for accelerating the establishment of a national system of innovation, SPC publish the Opinions on Leveraging the Adjudicatory Function to Provide Judicial Safeguards for Deepening the Reform of Scientific & Technological Institutions and for Accelerating the Establishment of a National System of Innovation. The Opinions noted that the people’s courts should improve upon their understanding and their sense of responsibility and of mission in providing judicial protection to serve the said objectives. The Opinions also pointed out that outcomes of intellectual endeavours should be given better protection to spur indigenous innovation and technological transcendence, that new factors should receive allocated rationally and according to law to align science and technology with social and economic development, and that centralised coordination should be strengthened to improve operations and measures, and ultimately augment judicial capacity in rendering protection.
   Thus, based on the local cultural characteristics and development of the local cultural industry, the high people’s courts of Tianjin, Inner Mongolia, Hubei, Guangdong, Guangxi and Sichuan have issued specific rules of implementation for providing judicial protection of intellectual property to facilitate development and prosperity of our socialist culture. The rules were formulated to strengthen intellectual property protection in the cultural sector, enable development of the traditional cultural sector, and provide impetus for growth of emerging creative industries. The high people’s courts of Hunan and Shanxi have developed rules of implementation for judicial protection and service for building an innovative economy, which tailored to the local state of socioeconomic development. This would drive innovation and development of science and technology, as well as strategic restructuring of the economy.
   The Jiangsu Province High People’s Court surveyed various segments of the cultural industry, such as film production, publication and distribution, Karaoke, games and animation, and intangible cultural heritage, to find out the demands for intellectual property-related judicial protection within the cultural industry. The study culminated in the Report on the Situation Analysis of Intellectual Property Protection of the Cultural Industry in Jiangsu Province, within which included 14 judicial recommendations. The Hunan Province High People’s Court reviewed the irregularities in notarial evidence in intellectual property litigation, and submitted to the local department of justice the Judicial Recommendations for Regulating the Notarisation and Preservation of Electronic Information & Evidence. The Hubei provincial courts have focused on cases involving copyright infringement of KTVs and internet cafes in the course of business operation, and submitted judicial recommendations to the local bureau of industry & commerce, copyright bureau and cultural bureau. The Huangpu District Court in Shanghai also reviewed the irregularities in authorship of movie and television productions and submitted judicial recommendations to the then-State Administration of Radio, Film & Television.
   The courts of Beijing, Shanghai, Heilongjiang, Inner Mongolia, Shandong, Henan, Jiangsu, Zhejiang, Sichuan and Guizhou visited business enterprises and organised intellectual property workshops to establish a long-term contact mechanism with innovators to find out the difficulties and demands of innovators encounter in respect of intellectual property protection. This was as way to provide judicial protection and service that serve the local needs in developing innovative economies. The specific activities were:
Beijing Xicheng District People’s Court visited companies with old trade names, and to protect old trade names and intangible cultural heritage, cooperated with the relevant authorities to initiate the “Intellectual Property Protection Campaign for Old Trade Names”;
Shijingshan District People’s Court proposed the idea of “intelligent protection for CRD (zhi hu CRD) and to build a “Shijingshan Service” brand, so as to provide judicial protection and service for the distribution of goods and the cultural and creative industries under its jurisdiction;
Changzhou Intermediate People’s Court in Jiangsu Province has established a judicial protection contact point for intellectual property matters for key creative industries;
Xuzhou Intermediate People’s Court has set up an intellectual property protection base at the “Creative 68 (‘Chuang Yi 68’)” Cultural Industrial Park;
Shaoxing Intermediate People’s Court in Zhejiang Province has organised a special study on the intellectual property protection of Shaoxing yellow wine;
Hefei Hi-Tech District People’s Court in Anhui Province has completed the Analysis of the Pattern of Typical Cases Involving Copyright Disputes and Study of the Development Strategies of Cultural Industries;
Jingdezhen Intermediate People’s Court in Jiangxi Province initiated a survey of intellectual property protection of porcelain arts and crafts, and provided recommendations for the drafting of the Jingdezhen Porcelain Arts & Crafts Standard;
Hainan High People’s Court commenced studies on the adjudication of intellectual property disputes in the context of Hainan Island being a destination for international tourism;
During the Second China-EuroAsia Exposition and the Eighth China-Kashgar Commodities Trade Fair, the Urumqi Intermediate People’s Court, Shuimogou District People’s Court, Kashgar Region Intermediate People’s Court and the Kashgar City People’s Court deployed intellectual property judges to provide advisory services on intellectual property protection at exhibitions for exhibitors;
Jilin High People’s Court was invited to provide services at the “Intellectual Property Complaint Centre” of the Eighth North-east Asia Investment & Trade Exposition.
  Persisted in reform and innovation by improving upon the intellectual property-related adjudication system and work mechanisms to address the demands of the national intellectual property strategy
   In 2012, the people’s courts have continued to improve upon intellectual property-related adjudication system and work mechanisms based on the Outline of the National Intellectual Property Strategy, to advance the National Intellectual Property Strategy.
   First, promoted the pilot project of centralised adjudication of civil, administrative and criminal cases on intellectual property by the intellectual property division (“three-in-one” adjudication of intellectual property disputes), and improved upon the coordinated adjudication mechanism of civil, administrative and criminal matters relating to intellectual property, such that the overall effectiveness of judicial protection of intellectual property is given play preliminarily. As at end 2012, there were 5 high people’s courts, 59 intermediate people’s courts and 69 basic-level courts that have initiated the pilot project. There are several interesting developments:
  In 2012, the Guangdong courts have gone full steam ahead in implementing the reform pilot programme of “three-in-one” adjudication of intellectual property disputes. The provincial court, 19 intermediate courts and 30 basic-level courts have begun implementing the system, where 90% of criminal intellectual property cases were included in the pilot. The Shenzhen Intermediate People’s Court has done so well in the “three-in-one” reform, and the social media has referred to its distinctive model as the “Shenzhen Model”.
  The Jiangsu High People’s Court has stepped up its study of the application of the law for criminal intellectual property matters in the “three-in-one adjudication” reform pilot programme, and has led the completion of the Summary of Issues in the Application of law in Intellectual Property Disputes (Draft for Public Opinion).
  The courts in Inner Mongolia, Shandong, Hunan, Sichuan, Fujian and Guizhou have also relied on various methods to strengthen cooperation with the administrative and law enforcement authorities to drive the “three-in-one” pilot programme for adjudication of intellectual property disputes.
  Second, continued to fine-tune the jurisdiction structure of intellectual property cases. While concentrating the adjudication of cases involving patent, well-known mark and anti-monopoly dispute in certain courts as appropriate, certain basic-level courts are given an appropriate level of authority to accept intellectual property cases. Basic-level courts are encouraged to exercise extra-regional jurisdiction, in order to create a more logical jurisdiction structure. As at end 2012, SPC has appointed 83 intermediate people’s courts to adjudicate cases involving patent disputes, 45 for new plant varieties, 46 for topographies of integrated circuits, and 44 for determination of well-known marks; 141 basic courts are given jurisdiction for general intellectual property cases.
  Three, continued improving the fact-finding mechanism for specialised technologies. The courts of all levels have explored effective fact-finding methods for specialised technology in intellectual property adjudication, which encompass forensic examination, expert assistant (zhuanjia fuzhuren) and expert assessor (zhuanjia peishenyuan) as part of the technical fact-finding system. Much effort has been taken by the courts in different regions:
  The Heilongjiang Province High People’s Court has developed the Heilongjiang Province Rules of Implementation for Consultation in Scientific & Technological Matters in Intellectual Property Adjudication; Inner Mongolia Autonomous Region High People’s Court has signed a memorandum of cooperation on judicial protection of intellectual property with the region’s science and technology association, and have appointed 25 technical experts as litigation assistants; Jiangsu Province High People’s Court has outlined the method of use of expert witnesses during intellectual property litigation in the Practical Uses of Expert Witnesses in Adjudication of Intellectual Property Cases; the Urumqi Intermediate People’s Court uses expert assessors for all intellectual property cases; Beijing 2nd Intermediate People’s Court has employed the “three-member technical team, and five-member adjudication panel” to try patent cases involving complex technical fact-finding. The courts of Tianjin, Xinjiang, Hubei, Hunan and Sichuan have been actively exploring the expert technical assessor system, and have appointed experts to be lay judges to plug the specialised technical knowledge gaps of intellectual property judges.
  
  Further publicised the judicial protection of intellectual property to broaden public impact
  In 2012, the people’s courts have used the World Intellectual Property Day on 26 April as opportunity to organise a Publicity Week for the April 26 World Intellectual Property Day. Wide-ranging, comprehensive and multi-perspective publicity activities on the judicial protection of intellectual property were organised, so as to accelerate the formation of a rule of law culture for intellectual property and to widen the public impact of intellectual property judicial protection.
   On 26 April World Intellectual Property Day, SPC organised a press conference and released the Intellectual Property Protection by Chinese Courts in 2011 (Chinese & English Editions), and published the Ten Major Cases and Fifty Typical Cases on Judicial Protection of Intellectual Property for 2011, and the Supreme People’s Court’s Annual Report on Intellectual Property Cases. In November 2012, SPC, SPP and MPS jointly published the first Yearbook on Intellectual Property Protection in China (2011). The local courts have captured fully the benefits of newspapers, books and magazines, publicity brochures, radio stations, television stations, broadcast networks and the internet and other media to promote the significance, judicial policies and achievements of the judiciary in protecting intellectual property, so as to nurture the awareness of intellectual property right and rule of law concept among the public.
   The high people’s courts in Beijing, Chongqing, Gansu, Xinjiang, Shandong, Hebei, Henan, Jiangsu, Hunan, Guangdong, Guangxi, Sichuan and Hainan have published their own white paper or blue paper on the judicial protection of intellectual property for 2011. During the publicity week, the Liaoning Province High People’s Court had organised a public incineration of pirated publications, and the Liaoning Television Station broadcasted a special documentary film called the Glorious Path in Intellectual Property Adjudication; the Xining Intermediate People’s Court of Qinghai Province has forged a long-term collaborative relationship with the Qinghai Television Station, which through the economic segment’s “Life and Law (shenghuo yu fa) programme, reported and publicised the court’s work in protecting intellectual property; many media, such as the Legal Daily, Dazhong Daily, Shangdong Satellite Television and Shandong Legal News have reported the intellectual property adjudication work of the courts in Shandong Province, and the People's Court Daily has also published an article entitled “Clearing the Skies for Rule of Law in Intellectual Property Rights” relating the work of the Shandong courts; the branch courts of the Xinjiang Production and Construction Corps have also publicised its efforts in protecting intellectual property by giving out questionnaires on intellectual property knowledge and books of the law, and by providing legal advice.
   
  Strengthened cooperation with the administrative and law enforcement authorities to broadened the social impact of judicial protection of intellectual property
   In 2012, the people’s courts have aligned as appropriately the relationship between the judicial protection and administrative protection of intellectual property, and furthered their cooperation with the administrative authorities, and have optimised the intellectual property protection regime; in doing so, they have established a synergistic force, and have continued to expand the social impact of the judiciary in intellectual property protection.
   The SPC has convened many inter-departmental meetings with the Ministry of Public Security (MPS), SPP, and SAIC to discuss draft legislative proposals for the criminal enforcement of intellectual property, study the standard of proof for criminal cases involving counterfeit and fake or inferior goods, and promoted the establishment of a case guidance mechanism for criminal adjudication intellectual property cases, so as to improve the consistency in judicial enforcement of intellectual property rights.
   The people’s courts have assisted the MPS in combating the crime of infringement of rights and counterfeiting, and have since solved 43,000 cases involving the crimes of infringement of intellectual property and of manufacturing and sale of fake and inferior goods. More than 60,000 criminal suspects were arrested, and the amount involved was 11.3 billion yuan.
   The high people’s courts of Heilongjiang, Shaanxi etc. have signed a Memorandum of Cooperation on Strengthening Intellectual Property Protection with the administrative and law enforcement agencies, such as the provincial intellectual property bureau, the copyright bureau, industry & commerce bureau, to work together in protecting and managing intellectual property. The Guizhou High People’s Court has stepped up its cooperation and coordination with the relevant authorities, such as the provincial intellectual property bureau, industry & commerce bureau, food and drug administration, the cultural regulatory authorities and the public security department, to find ways to establish a long-term mechanism jointly enforced by the judiciary and the administrative authorities, to protect intellectual property rights involving the cultural heritage of Guizhou’s ethnic minorities, geographical indications, and traditional Chinese medicine. The high people’s courts of Ningxia, Anhui, Hebei, Henan and Guangxi have also taken an active role in adopting various ways to strengthen communication, coordination and cooperation with administrative authorities as the intellectual property bureau, copyright bureau, and industry & commerce bureau, to facilitate positive interaction between the judiciary and administrative law enforcement authorities for a powerful and synergistic force in intellectual property protection.
   
  Buttressed international and inter-regional cooperation to increase global impact
  In 2012, the people’s courts have continued to adopt an international perspective, and have broadened the avenues and format to strengthen international and regional exchanges. These are ways to dispel misunderstandings, build trust, and facilitate cooperation, to continue expanding the international impact of China in respect of judicial protection of intellectual property.
  In May, the China-United States Intellectual Property Adjudication Conference was held in Beijing. More than 1,200 participants, including representatives of intellectual property judges from China and the United States, government officials, academics, lawyers, representatives of intellectual property owners, attended the seminar. More than 240 intellectual property judges from China were at the conference; the United States sent a delegation of more than 200 people, including seven judges from United States Court of Appeals for the Federal Circuit, director of the United States Patent and Trademark Office, and president of the Federal Circuit Bar Association. Twenty-six topics, including “Macro Issues concerning Intellectual Property Adjudication” and “Contribution of Court to the IP System”, were discussed in depth and extensively, with 143 speaking at the conference. The conference reflected the sincerity and goodwill on the part of the Chinese and the Americans to share and cooperate for the future in the increasingly globalised world, and was indeed a milestone in intellectual property relations between the two countries.
  SPC has responded positively by sending representatives to participate in activities as the China-US Intellectual Property Work Group Meeting, the China-Europe Intellectual Property Work Group Meeting, the Cross-Straits Intellectual Property Agreement Work Group Meeting, and the intellectual property public relations team that visited the United States etc, and have prepared more than thirty sets of work plans and recommendations that showcased our achievements in intellectual property protection. SPC judges have also received nearly one hundred high level delegates from the United States, the European Union, Japan and Korea, and have responded to the concerns for their foreign visitors, clarified misunderstandings, and shared our practices and achievements in intellectual property protection. They have also corrected misconceptions of a handful of countries in our intellectual property protection regime. SPC has also sent some of its intellectual property judges as participants in international intellectual property meetings in countries as the United States, Ireland and Korea.

Increased adjudication supervision and guidance, and ensured consistency in application of law
  The people’s courts have stepped up adjudication supervision and operational guidance for intellectual property cases, unified the judicial standards and improved the quality of adjudication. First, judicial interpretations were strengthened, judicial policies improved, and exercise of discretion during adjudication unified; second, the ways of providing supervision and guidance were broadened to improve the quality of adjudication; third, research and analysis was stepped up to resolve promptly any emerging or difficult problems in application of law.
  
   Strengthened judicial interpretation, improved judicial policies and unified exercise of discretion during adjudication
   In May, SPC released the Provisions on Issues Relating to the Application of the Law in Adjudicating Civil Disputes Arising from Monopolistic Behaviour. This was the first judicial interpretation pertaining to anti-monopoly that SPC has issued, providing for initiation of action, accepting a case, jurisdiction, distribution of burden of proof, evidence in litigation, civil liabilities, statutory limitation etc. It was essential for guiding the courts in applying the Anti-Monopoly Law correctly to stop monopolistic behaviour according to law and to ensure fair competition.
   In December, SPC issued the Provisions on Issues Relating to the Application of the Law in Adjudicating Civil Disputes Involving the Infringement of the Right to Network Dissemination of Information. This was a judicial interpretation that provided for the principles on which discretion is exercised in cases involving infringement of the right to network dissemination of information, determination of infringement behaviour, determination of joint-direct infringement, induced infringement and contributory infringement, and determination of objective fault on the part of the network service providers. It is an effective tool for dealing with the impact and challenges that the internet presents for the traditional protection of copyright and for ensuring the correct application of the Copyright Law.
   In February, Xi Xiaoming, Vice-president of SPC gave a keynote speech at the first workshop for presiding judges of intellectual property divisions on the topic “Grasping Precisely the Current Policies on Judicial Protection of Intellectual Property to Further Strengthen Judicial Protection for Intellectual Property”. For the first time, he gave a comprehensive explanation of how the SPC’s intellectual property tribunal has actively explored the judicial policy of “strengthen protection, classification, appropriate stringency”. These are the basic tenets on which our judicial protection of intellectual property is based. To “strengthen protection” is the necessary path, given our socioeconomic situation as well as the domestic and international environment; “classification” is the necessary requirement, given the nature and characteristics of intellectual property; “appropriate stringency” is the demand, given the implicit connection between protection of intellectual property and economic development.
   
   Broadened ways of providing supervision and guidance to improve quality of adjudication
   In 2012, the people’s courts have relied on a variety of methods, such as published guiding opinions and guiding cases, organised meetings on adjudication operations, and announcing information on major and related intellectual property cases to broaden the means of supervision and guidance to improve the quality of adjudication.
   In December, SPC has issued a notice on “Issues Regarding the Implementation of the ‘Decision of the Standing Committee of the National People’s Congress on Amendment of the Civil Procedural Law of the People’s Republic of China’ in Intellectual Property Adjudication”. The notice highlighted the importance of implementing the Decision on Amendment of the Civil Procedural Law (“Decisions”) for intellectual property adjudication, and set forth matters as a patent agent becoming an agent ad litem in the capacity of a citizen, and correct application of the pre-trial preservation of evidence, to guide the courts in applying the Decisions correctly in the course of their intellectual property adjudication.
   The people’s courts have always attached great importance to the demonstrative and guidance function of typical cases in intellectual property adjudication. The selection and publication of typical cases are subject to a unified standard and has become part of the institutional practice over the long term. In April, SPC has selected 34 typical cases from the concluded cases in 2011, and has extracted and summarised 44 problems of application of law which are universally applicable. The problems are compiled in the Supreme People’s Court’s Annual Report on Intellectual Property Cases (2011) and published. SPC has also published the Ten Major Cases and Fifty Typical Cases on Judicial Protection of Intellectual Property for 2011. Those that have also published their local versions of typical intellectual property cases or annual report were the high people’s courts of Beijing, Tianjin, Chongqing, Heilongjiang, Liaoning, Inner Mongolia, Gansu, Henan, Hubei, Hunan, Sichuan, Jiangsu, Anhui, Fujian, Guangxi, Yunnan and Xinjiang.
   The Zhejiang High People’s Court has organised a province-wide work meeting on intellectual property adjudication and a seminar for presiding judges of intellectual property division for all the intermediate people’s courts within the province. These were aimed at sorting thoughts for adjudicating emerging and difficult cases, to unify the adjudication standards. The courts of Jiangsu Province have created a new approach to adjudicating related cases, and have selected related cases that are either typical or demonstrative, and have taken the initiative to organise circuit tribunals. The Shanghai High People’s Court has developed the Guidebook on Adjudicating Copyright Cases and the Several Issues in Intellectual Property Adjudication during the First Half of 2012. The Hunan High People’s Court has observed and improved upon the reporting system on case trends and information, analysis system of the quality and effectiveness of cases remanded for retrial or cases with amended judgements, and the communication system for cases remanded for retrial or cases with amended judgements, and have promptly studied and notified the courts within the province salient problems in intellectual property cases. The Heilongjiang High People’s Court has leveraged the Heilongjiang adjudication network and relied on the internet for instantaneous communication and the email to set up a guidance network for comprehensive intellectual property research to which all the courts within the province have access. The high people’s courts of Henan, Shanxi and Jiangxi have established a reporting system for related intellectual property cases to ensure consistency of judgement for the same case.
   Stepped up research and analysis to promptly resolve any emerging or difficult problems in application of law
  In 2012, the people’s courts have focused on intellectual property adjudication, and have continued to strengthen research and analysis to cope with new situations and problems, so as to resolve promptly emerging and difficult problems with application of law.
  2012 saw the amendment of six major laws, being the Patent Law, Trademark Law, Copyright Law, Civil Procedural Law, Regulations on Patent Commissioning, and Measures on Service Invention, and SPC has participated in the relevant meetings and discussions, and has closely followed the development of the law, taken note of new situation and emerging issues. It has also reviewed the judicial principles and experiences generated from its adjudicatory practice in recent years, and conducted extensive studies and analysis to propose recommendations for legislative amendments. The intellectual property division SPC has also organised special discussions on particularly salient and difficult issues, including directions for use of drugs, copyright in karaoke, copyright for drama works, and non-squatting trademark issues.
  Beijing High People’s Court have completed research outcomes as Answers to Several Issues on Adjudicating Disputes Involving the Infringement of Intellectual Property in E-Commerce, and Bench Book on Adjudicating Copyright Disputes Involving the Sharing of Video Clips etc; Tianjin High People’s Court has published the Study on Intellectual Property Protection for Technology-Based Small & Medium-Sized Enterprises; Shanghai High People’s Court has published the Study on Judicial Protection of Intellectual Property to Facilitate Development of the Cultural and Creative Industries; Hunan Province People’s Court has completed the Research Report Copyright Cases on Karaoke Operators for all Courts within the Province; Jiangsu High People’s Court have commence studies as A Study on Problems Relating to Evidentiary Rules during Adjudication of Intellectual Property Cases and the Study on the Judicial Protection of Intellectual Property for the Cultural Industry; and the Hebei High People’s Court has commenced the Study on Intellectual Property Protection of Fine Ethnic Cultures.


Bolstered the Foundation of Basic-Level Courts, and Strengthened the Adjudication Team
  In 2012, the people’s courts have further consolidated the fundamental capacities of intellectual property adjudication and the basic-level courts, strengthened the capacity of the team of intellectual property judges, and drove the scientific development of intellectual property adjudication, so as to respond to the people’s concerns and expectations in intellectual property adjudication. First, the courts have strengthened the adjudication team to improve upon the adjudication regime; second, they have improved political and judicial attitudes and ways, and have strengthened the building of an incorrupt practice to advance judicial impartiality; third, enhanced capacity building of intellectual property judges to elevate judicial credibility.
  
  
  
   Strengthened the adjudication team to improve upon the adjudication regime
   The people’s courts have always given priority to establishing an intellectual property division within the courts and to building a strong team. Courts that are of intermediate-level and above have intellectual property divisions, and the 141 basic-level courts with civil jurisdiction for general intellectual property matters have also established intellectual property divisions. Intellectual property judges for all levels of courts are selected from candidates who are well-versed in the law, highly-educated, with extensive adjudication experience. This was the way to strengthen the adjudication team and to optimise the adjudication structure. As at end 2012, there were 420 intellectual property divisions across the country, 2,759 intellectual property judges, and of whom, 97.5% with at least a bachelor degree and 41.1% with at least a master degree.
Also important is the leveraging of the fundamental roles of the basic-level and intermediate courts in intellectual property adjudication. In April, SPC issued the Decision on Establishing a Research Base for the Judicial Protection of the Intellectual Property of Pharmaceutical Industry and on Increasing the Number of Demonstration Courts for Intellectual Property Adjudication and Field Study Bases and Theoretical Research Bases for the Judicial Protection of Intellectual Property. Newly added basic-level demonstration courts for intellectual property adjudication were the Beijing Haidian District People’s Court, Shanghai Huangpu District People’s Court, Guangdong Province’s Guangzhou Tianhe District People’s Court, Jiangsu Province’s Nanjing Gulou District People’s Court, and Zhejiang Province’s Hangzhou Xihu District People’s Court, bring the total number to ten. Jiangsu Province’s Nanjing Intermediate People’s Court and Hubei Province’s Wuhan Intermediate People’s Court were the new research bases for intellectual property judicial protection; also, special research bases for intellectual property judicial protection for pharmaceutical industry were established at Jiangsu Province’s Taizhou Intermediate People’s Court and Lianyungang Intermediate People’s Court, bringing the total number of research bases to nine.
  Improved political and judicial attitudes and ways, and strengthened the building of an incorrupt practice to advance judicial impartiality
  The people’s courts have always focused on developing the political attitudes and ways of intellectual property judges. In 2012, the people’s courts have pursued party-building to lead team-building and finally to achieve adjudication quality. To do that, many thematic activities were organised, such as learning and practising the scientific development concept, education sessions on the socialist rule of law concept, and entitled “People’s Judge for the People” nurture and consolidate the socialist rule of law concept in intellectual property judges, and help the judges reinforce their ideals and beliefs.
   The people’s courts have always given priority to strengthening the judicial attitudes and ways of intellectual property judges. The value pursuit is “justice for the people”. To achieve that, the courts have organised major discussions with the public and major checks on judicial attitudes and ways, so as to regulate judicial behaviour and improve on the judicial practice. In December, to implement the eight required qualities to improve the work practice and to regulate judicial actions as set forth by the Central Committee of the Communist Party of China, SPC published a notice pertaining to the Six Measures to Improve the Judicial Practice to guide the courts to observe the following, based on their practical realities: pursue justice for the people, and maintain close contact with the public; advance judicial openness, and accept the public’s supervision; strengthen communication of the people’s opinions, and expand judicial democracy; streamline meetings and activities, and really improve upon the ways that meetings are conducted; simplify documented reports, and really improve upon the ways that documents are prepared; improve research studies, and improve the effectiveness of research studies. These were the six areas that were worked on to achieve better attitudes and ways on the part of the judiciary.
The people’s courts have always given priority to building a clean and uncorrupted judicial practice among intellectual property judges. In 2012, the people’s courts have launched moral education programmes promoting incorrupt judicial practice, addressing problems with temporary and permanent solutions, but focusing on the root of problems. Moral education aims to help elevate the moral integrity of intellectual property judges and be conscious of resisting moral depravity. The courts of various levels have stepped up the creation of a corruption risk prevention and control mechanism to realise the “five strict prohibitions and the various anti-graft systems. Anti-corruption ombudsman, recusal of judges, anti-interference of case operations by internal officers, anti-conflict of interest etc. are anti-graft measures, which are internal supervisory efforts aimed at improving judicial powers at work.

   Enhanced capacity building of intellectual property judges to elevate judicial credibility
The people’s courts have always place great emphasis on strengthening capacity-building among intellectual property judges. In 2012, the people’s courts have adopted a multi-prong approach, and have developed learning-based adjudication divisions, held trainings, organised seminars, initiated the hearing-cum-written judgement “double evaluation system”, to put together a team of high quality and professional intellectual property judges. This was a practical way to improve ability and quality of intellectual property judges in applying the law and in resolving practical problems.
In February, SPC held the first National Workshop for Presiding Judges of Intellectual Property Divisions. All presiding judges from the high people’s courts, intermediate people’s courts and basic-level courts having jurisdiction for intellectual property cases were at the workshop. More than 230 participants were at the meeting. Local experts from the State Council Legislative Affairs Office, the State Intellectual Property Office, and Renmin University of China, and foreign experts from the United States Federal Circuit were invited to give keynote addresses, during which the basic intellectual property regime as well as the most discussed and difficult issues were discussed extensively. In September, SPC held a training course on intellectual property adjudication practice at the National Judges College, where more than 2oo intellectual property judges from across the country were trained. Famous academics and experience SPC judges were invited to impart knowledge on the adjudication practice of patent, trademark, copyright and unfair competition disputes.
SPC has organised more than ten seminars, including “Seminar on the Foremost Intellectual Problems”, “Seminar on the Protection of Copyright on the Internet and Well-Known Marks”, “Forum on Intellectual Property Right of Pharmaceuticals”, “Seminar on the Protection of Intellectual Property Right in the Information Era” and “Seminar on Strengthening Protection of Well-Known Marks and Contain Illegal Trademark Squatting”. Other courts in different regions have also organised similar activities:
The Beijing High People’s Court held the “Fourth Seminar on Prime Intellectual Property Cases for Beijing Courts”; the Inner Mongolia Autonomous Region High People’s Court enrolled all the region’s judges in the distant learning programme organised by the China Intellectual Property Training Centre; the Shandong courts were gearing towards the building of a learning-based party branch, where weekly discussions on hot and difficult issues encountered during adjudication of intellectual property cases were held; the Zhejiang High People’s Court has developed a training system for key adjudication personnel of intellectual property-related civil cases; the Sichuan Province courts have stepped up their training of new intellectual property judges by adopting a “one-to-one” mentoring system; the Hunan Province High People’s Court has held trainings on intellectual property adjudication, and have since trained more than 160 key adjudicators of intellectual property cases.


Conclusion
   2012 was a gainful year for the judiciary in terms of intellectual property adjudication. For 2013, the people’s courts will assess any changing circumstances and determine the new tasks ahead, and will work towards advancing their cause.
   2013 is the first year to implementing the principles as set forth at the National Congress of the Communist Party. It is also a critical year to build on the previous year’s achievements and to continue the good work in the year ahead. It is a year which offers unprecedented opportunities. The people’s courts will practise the principles of the 18th party congress and adhere to the key notions underlying the Deng Xiaoping Theory, the “Three Represents” and the Scientific Development Concept. Their goals are to build a safe country governed by the rule of law, and to “work towards ensuring that the people will experience equity and justice in every judicial case”. They work to enforce the law and adjudicate intellectual property-related disputes, initiate judicial reforms, supervise and guide, build capacity, and strengthen the fundamentals at the basic-level courts. Their ultimate aim is to serve the people, deliver justice, improve judicial credibility, and to power the building of a complete xiaokang society by providing the most effective judicial service.
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辽宁省农机管理条例

辽宁省人大常委会


辽宁省农机管理条例
辽宁省人大常委会


(1995年9月28日辽宁省第八届人民代表大会常务委员会第十七次会议通过)

目 录

第一章 总 则
第二章 农机鉴定与推广
第三章 农机销售
第四章 农机使用
第五章 农机维修
第六章 农机更新
第七章 农村基层农机服务组织
第八章 奖励与处罚
第九章 附 则

第一章 总 则
第一条 为了加强农机管理,促进农业机械化和农村经济发展,根据有关法律、法规,制定本条例。
第二条 本条例所称农机,是指用于农、林、牧、渔业生产的动力机械和作业机械(不含捕捞渔船机械和助渔导航机械以及水利排灌机械,下同)。
第三条 在本省行政区域内从事农机鉴定、推广、销售、使用、维修等有关活动的单位和个人,必须遵守本条例。
第四条 各级人民政府应当加强对农机工作的领导,将农机更新和农机服务体系建设规划纳入农村经济发展规划,增加发展农机事业的投入,扶持农机的推广应用。
第五条 省、市、县(含县级市、区,下同)农机管理部门和乡(含镇,下同)人民政府负责本行政区域内的农机管理。
乡农机管理的具体工作由乡农机管理服务站负责。
工商行政管理、物价、技术监督、公安等行政主管部门,在各自职责范围内负责与农机有关的管理工作。

第二章 农机鉴定与推广
第六条 农机新产品正式投产前,应当经国家有关部门指定的产品试验检测机构检测,由农机管理部门或机械行业主管部门组织鉴定。
农机新产品鉴定,应当以国家标准、行业标准、地方标准为依据;无国家标准、行业标准、地方标准的,应当以农机生产单位制定的企业标准为依据。
企业标准由农机生产单位报技术监督部门和农机管理部门、机械行业主管部门备案。
第七条 从外省、市引进的农机新技术、新机具,经引进地的县农机管理部门组织推广试验、确认适用后,由市农机管理部门向推广单位核发推广许可证,并确定推广范围;从国外以及香港、澳门、台湾地区引进的农机新技术、新机具,经市农机管理部门组织推广试验、确认适用后,
由省农机管理部门向推广单位核发推广许可证,并确定推广范围。在许可证确定的推广范围内不再进行重复试验。
取得推广许可证的单位,应当在推广许可证规定的范围内推广。

第三章 农机销售
第八条 销售农机的单位和个人(简称农机销售者,下同),应当具备与所售农机相适应的保管、保养条件和检测仪器,办理营业执照后,方可从事销售业务。
第九条 农机销售者应当执行进货检查验收制度,验明产品质量检验合格证等产品标识。
对实行生产许可证、推广许可证和售前报验制度的农机,农机销售者应当在供货方提供有关证明后进货。
第十条 对涉及人身安全和对农业生产影响较大的农机实行售前报验,经检验合格的,方可销售。
农机产品质量检验机构必须经省技术监督部门或其授权的部门考核合格。
售前报验的农机种类,按照省技术监督部门公布的报验目录执行。
第十一条 对实行牌照管理的旧农机,农机销售者必须持有关牌照、证件进行交易,并按照省有关规定办理过户手续。
出售国有旧农机的,应当按照国有资产管理规定办理有关手续。
禁止交易达到报废标准的旧农机。
第十二条 农机管理部门应当对农机交易市场进行行业指导,对实行牌照管理的旧农机交易进行监督检查。
第十三条 农机商品质量监督检查计划由农机管理部门拟定,报技术监督部门批准,并由技术监督部门组织实施。
第十四条 农机销售者按照国家有关规定,享受销售农业生产资料的有关优惠待遇。

第四章 农机使用
第十五条 对拖拉机、联合收割机、脱粒机、小型农用粮谷加工机械、农用推土机、农用挖掘机、农用铲运机、农用三轮车、农用小型飞机和8.82千瓦以上(含本数,下同)的农用柴油座机等,由农机管理部门所属的农机安全监理机构实行牌照管理,其中上道路行驶的拖拉机牌照
由农机安全监理机构按照公安部门的委托进行管理。
第十六条 实行牌照管理的农机,其使用单位或个人必须到县或市农机安全监理机构申请农机注册登记,办理牌照和有关证件。农用小型飞机的使用单位或个人,必须持有关部门的批准文件到省农机安全监理机构申请农机注册登记,办理牌照和有关证件。
农机安全监理机构办理农机注册登记、牌照和有关证件,按照省财政、物价主管部门制定的收费标准收取工本费。
第十七条 实行牌照管理的农机,其使用单位或个人应当定期参加安全检验。经检验合格的,方可使用。
第十八条 农机报废标准由省农机管理部门会同有关部门制定,并报省技术监督部门备案。
报废农机的处置办法,由省农机管理部门会同有关部门制定。
第十九条 实行牌照管理的农机,其驾驶员、操作员必须经农机专业技术培训单位培训,凭培训毕业或结业证书参加县或市农机安全监理机构组织的考试,取得驾驶证、操作证后,方可操纵农机。
农机驾驶员和操作员培训单位,必须经省农机管理部门确认,并接受农机管理部门的监督。
第二十条 农机驾驶员和操作员必须执行省有关农机安全操作的规定,接受农机安全监理机构的安全监督检查。
农机安全监理人员执行职务时,应当佩带统一标志并出示证件。
第二十一条 从事农机作业的单位和个人应当保证作业质量;作业质量不合格的,应当返工或赔偿经济损失。
农机作业质量标准由省农机管理部门制定,报省技术监督部门备案;农机作业收费标准由农机管理部门会同物价、农民负担主管部门制定。

第五章 农机维修
第二十二条 从事农机维修的单位和个人(简称农机维修者,下同)必须具备相应的维修设备和检测仪器,经县农机管理部门审核,取得技术合格证,办理营业执照后,方可从事农机维修业务。
第二十三条 农机维修人员必须经农机管理部门考核,取得维修证书。
第二十四条 农机维修者必须依照农机维修技术标准进行维修,保证维修质量。
农机维修技术标准由省农机管理部门制定,报省技术监督部门备案。
第二十五条 农机维修实行保修期制度,动力机械保修期不少于6个月,其他农机保修期不少于3个月。在保修期内正常使用情况下出现修理部位质量缺陷的,农机维修者应当负责返修,给用户造成损失的,应当给予赔偿。
第二十六条 农机管理部门应当对农机维修者的维修设备、检测仪器进行定期审验,监督其维修质量。

第六章 农机更新
第二十七条 农机管理部门应当编制用于农业生产的国有和集体所有的大中型农机更新规划,报本级人民政府审定后,由财政部门每年安排一定资金,作为大中型农机的更新补贴。
用于农业生产的国有大中型农机,其报废必须经农机管理部门认定,由同级国有资产管理部门、财政部门审批。
第二十八条 使用农机的国有和集体单位,必须建立农机折旧费提存制度。农机折旧费从农机作业费中提取,专款用于农机更新。未建立农机折旧费提存制度的,财政部门不得拨付农机更新补贴款。
农机折旧费的提取比例及管理办法,由省农机管理部门、财政部门制定。

第七章 农村基层农机服务组织
第二十九条 乡农机管理服务站和村农机队是农村基层农机服务组织。
第三十条 鼓励农民个人拥有农机,提倡个人拥有的农机参与农业社会化服务。
第三十一条 农村基层农机服务组织应当为农业生产和农村经济建设提供社会化服务,并按照规定标准收取作业费。
第三十二条 任何单位和个人不得平调农村基层农机服务组织的资产。
由政府财政资金或者物资投入形成的乡农机管理服务站的固定资产是国有资产;由乡村集体投入形成的乡农机管理服务站的固定资产是集体资产。任何单位和个人不得擅自改变其所有权。
第三十三条 乡农机管理服务站可以开展多种形式的经营服务,兴办经济实体,增加积累,弥补管理经费不足。
第三十四条 乡农机管理服务站受县农机管理部门和乡人民政府的双重领导。站长的任免和编制内人员的调动,应当经县农机管理部门与乡人民政府协商,由县农机管理部门批准。

第八章 奖励与处罚
第三十五条 对农机推广和农机社会化服务成绩突出的单位和个人,由政府或农机管理部门给予表彰、奖励。
第三十六条 违反本条例第七条规定,由农机管理部门责令停止推广;影响农业生产的,由推广单位赔偿经济损失。
第三十七条 违反本条例第八条、第二十二条规定,由工商行政管理部门依照工商管理法规的有关规定处罚。
第三十八条 违反本条例第十条规定,由技术监督部门责令停止销售,限期补办报验手续;经检验有质量问题的,没收非法所得,并处非法所得1倍至5倍的罚款。
第三十九条 违反本条例第十一条第四款规定,由农机管理部门没收旧农机,并处100元至500元的罚款。
第四十条 违反本条例第十七条规定,使用经检验不合格或未经检验的农机,由农机安全监理机构处以100元至200元的罚款,可以扣留其农机,经检验合格的,办理有关手续后予以归还;不合格的,责令停止使用。
第四十一条 违反本条例第十九条第一款规定,由农机安全监理机构处以150元至200元的罚款,责令驾驶员或操作员在指定日期到指定地点参加培训、考试,补办有关证件。
第四十二条 违反本条例第三十二条规定,造成国有资产流失的,由国有资产管理部门依法处理;造成集体资产流失的,由农业行政主管部门依法处理。
第四十三条 违反本条例规定,构成治安管理处罚的,由公安机关按照《中华人民共和国治安管理处罚条例》的有关规定处罚;构成犯罪的,由司法机关依法追究责任人员的刑事责任。
第四十四条 当事人对行政处罚决定不服的,可以依法申请复议或提起诉讼。当事人逾期不申请复议,也不起诉、又不履行处罚决定的,由作出处罚决定的机关申请人民法院强制执行。
第四十五条 罚没款和没收旧农机的变价款全部上缴同级财政。
第四十六条 农机管理工作人员滥用职权、玩忽职守、徇私舞弊的,按照人事管理权限给予行政处分;构成犯罪的,由司法机关依法追究刑事责任。

第九章 附 则
第四十七条 本条例应用中的具体问题,由省农机局负责解释。
第四十八条 本条例自公布之日起施行。



1995年9月28日

丽水市饮用水地表水源保护区管理办法

浙江省丽水市人民政府


丽水市饮用水地表水源保护区管理办法

丽政令〔2008〕53号


《丽水市饮用水地表水源保护区管理办法》已经市人民政府第34次常务会议审议通过,现予公布,自2008年7月1日起施行。



市 长





二○○八年四月二十七日



丽水市饮用水地表水源保护区管理办法

第一章 总 则



第一条 为保护饮用水水源,保障人民群众身体健康,促进经济社会发展,根据《中华人民共和国水污染防治法》、《中华人民共和国水法》等相关法律法规,结合本市实际,制定本办法。

第二条 本办法适用于丽水市区经政府批准的集中式供水的饮用水地表水源保护区的管理。

第三条 保护区范围内的各级人民政府应把饮用水水源保护工作纳入本地的经济和社会发展规划及水污染防治规划,采取有效措施,治理现有污染源,控制新污染,切实保护和改善本辖区内的水源生态环境。

第四条 市区饮用水地表水源实行分级属地管理和分工负责相结合的管理体制。

丽水市环境保护行政主管部门负责对市区水源保护区实施统一监督管理。

市水利、建设、卫生、工商、农业、林业、国土、公安、交通、安监等部门和莲都区政府及其他相关地方政府按照有关法律、法规的规定,履行各自职责,共同做好水源环境保护监督管理工作。



第二章 饮用水地表水源保护区的划分和防护



第五条 饮用水地表水源保护区划定方案,由市人民政府依法报省政府批准后实施。饮用水地表水源保护区按照不同的水质标准和防护要求分级划分水源保护区,一般划分为一级保护区、二级保护区和准保护区。

市政府在一级保护区边界、输水管线保护区设立特别保护标志,在二级保护区、准保护区边界设立保护标志。

第六条 一级水源保护区的水质不得低于GB 3838—2002《地表水环境质量标准》Ⅱ类标准,并符合《生活饮用水卫生标准》(GB5749—2006)的要求。二级水源保护区的水质应达到GB 3838—2002《地表水环境质量标准》Ⅲ类标准。准保护区水质应保证二级保护区水质满足Ⅲ类标准。

第七条 原水的供应单位应当定期对保护区范围的水质进行检测,定期形成水质量状况报告,并将结果及时报送市环境保护行政主管部门和水行政主管部门。

有关行政主管部门应当定期对保护区范围的水质进行监测。

第八条 饮用水地表水源各级保护区及准保护区内均必须遵守下列规定:

(一)禁止一切破坏水环境生态平衡的活动以及破坏水源涵养林、护岸林、与水源保护相关植被的活动;

(二)禁止向水域倾倒工业废渣、城市垃圾、粪便及其他废弃物;

(三)科学、合理使用化肥、农药,禁止使用剧毒和高残留农药,不得使用炸药、毒品捕杀鱼类;

(四)禁止向水体排放油类、酸液、碱液或者剧毒废液,禁止在水体清洗装贮过油类或者有毒污染物的车辆和容器;

(五)禁止其它可能污染水体的行为。

第九条 饮用水地表水源一级保护区内必须遵守下列规定:

(一)禁止新建、改建、扩建与供水设施和保护水源无关的建设项目;已建成的与供水设施和保护水源无关的建设项目,由县级以上人民政府责令拆除或者关闭。

(二)禁止向水域排放污水,已设置的排污口,由县级以上人民政府按照国务院规定的权限责令限期拆除;

(三)不得设置与供水需要无关的码头,禁止停靠船舶;

(四)禁止设置油库和建立墓地;

(五)禁止放养禽畜和网箱养殖;

(六)禁止从事旅游、游泳、捕鱼、钓鱼和其他可能污染水源的活动。

第十条 饮用水地表水源二级保护区内必须遵守下列规定:

(一)禁止新建、改建、扩建排放污染物的建设项目,已建成的排放污染物的建设项目,由县级以上人民政府责令拆除或者关闭;

(二)禁止向水域排放污水,已设置的排污口,由县级以上人民政府按照国务院规定的权限责令限期拆除;

(三)禁止设立装卸垃圾、粪便、油类和有毒物品的码头;

(四)禁止堆放化工原料、矿物油类及有毒的物品;

(五)在饮用水水源二级保护区内从事网箱养殖、旅游等活动的,应当按照规定采取措施,防止污染饮用水水体。

第十一条 禁止在饮用水水源准保护区内新建、扩建对水体污染严重的建设项目;改建建设项目,不得增加排污量。

第十二条 各有关县级人民政府及有关部门应当根据保护饮用水水源的实际需要,在准保护区内采取工程措施或者建造湿地、水源涵养林等生态保护措施,防治水污染物直接排入饮用水水体,确保饮用水安全。

第十三条 饮用水水源受到污染可能威胁供水安全的,环境保护主管部门应当责令有关企业事业单位采取停止或减少排放污染物等措施。

第十四条 农业行政主管部门应当采取措施,指导农业生产者合理使用化肥和农药,发展生态农业,控制对水体的污染。

第十五条 因突发性事故造成或可能造成饮用水水源污染时,事故责任者应立即采取应急措施减轻危害程度并报告供水单位和市环境保护行政主管部门,接受调查处理。



第三章 管理部门职责



第十六条 市环境保护主管部门对市区饮用水源保护和污染防治实施统一监督管理,履行以下职责:

(一)贯彻国家有关饮用水源保护和污染防治方针政策,组织实施有关环境保护法律、法规和规章;

(二)会同有关部门拟定饮用水源保护区区划方案;

(三)协调有关部门做好饮用水源保护工作;

(四)负责饮用水源保护监督、监测和管理;

(五)查处饮用水源保护区污染事故和环境违法行为;

(六)履行环境保护法律、法规规定的其它职责。

第十七条 市有关管理部门应按照各自的职责,协同环保部门做好饮用水源保护区污染防治监督管理,主要履行以下职责:
  (一)市建设、国土资源行政主管部门负责饮用水源保护区规划管理,纠正并查处违法用地行为,优先安排饮用水源保护工程用地;
  (二)市水行政主管部门依法实行水资源的统一管理和监督工作;
  (三)市卫生行政主管部门负责饮用水源卫生质量的监督管理;
  (四)市公安、交通、安全生产监督管理行政主管部门负责剧毒、危险品运输和使用的安全管理;

(五)市农办负责牵头相关行政主管部门做好农村生活污水治理;
  (六)市农业行政主管部门对饮用水源保护区内农业生产造成的水污染实施监督管理;

(七)市林业行政主管部门做好饮用水源保护区内退耕还林、涵养林保护、生态修复等工作。

第十八条 原水的供应单位和业主单位负责水源保护区的日常巡查和管理。



第四章 奖励与处罚



第十九条 任何单位和个人都有责任保护水源环境,有权对污染和破坏水源环境的行为进行检举和控告。 保护区范围内的乡、村和其他单位应把水源保护列为年度考核与评定文明乡、村和单位的必备条件。 市人民政府对保护和改善水源环境及实施本办法有显著成绩的单位和个人,给予表彰和奖励。
第二十条 对违反本办法规定的污染水源保护区的环境违法行为和造成水源保护区环境污染事故的单位或个人,由环保行政主管部门按照有关法律法规予以处罚。
第二十一条对违反本办法规定的其他违法行为,由其他相关部门依据相关法律法规给予处罚。

第二十二条 造成水源污染危害的单位或个人,有责任排除危害,并对直接受到损失的单位或者个人赔偿损失。
第二十三条 有关行政主管部门的工作人员,因滥用职权、玩忽职守、徇私舞弊等失职、渎职行为,造成水源水质污染的,由其所在单位或上级主管机关给予行政处分,情节严重、触犯刑律的,由司法机关依法追究刑事责任。



第五章 附  则



第二十四条 各县(市、区)饮用水水源保护区的管理,可根据当地实际情况,参照本办法执行。
第二十五条 本办法自2008年7月1日起实施。2002年4月1日丽水市人民政府发布的《丽水市黄村水库饮用水地表水源保护区管理办法》(丽政令第21号)同时废止。